Written by Isabel Alcántara, Esq. and Guest Author, Aleesha Jacob. A non-U.S. investment adviser firm may register with the United...

Are certain "information providers" acting as investment advisers? If you want to share your perspective on the issue, now is the time to...

By Isabel Alcántara, Esq. Investment advisers that direct their qualified custodian(s) to directly deduct investment advisory fees from...

by Isabel Alcántara, Esq. As the officers of an investment adviser apply for registration in a certain state or with the SEC, they...