Isabel Alcántara, AttorneyFeb 23, 20232 minNon-U.S. adviser firms may register with the U.S. Securities and Exchange Commission. Written by Isabel Alcántara, Esq. and Guest Author, Aleesha Jacob. A non-U.S. investment adviser firm may register with the United...
Isabel Alcántara, AttorneyJun 16, 20221 minAre model portfolio providers essentially providing investment advice?Are certain "information providers" acting as investment advisers? If you want to share your perspective on the issue, now is the time to...
Isabel Alcántara, AttorneyMar 27, 20222 min252 trading days? 251? By Isabel Alcántara, Esq. Investment advisers that direct their qualified custodian(s) to directly deduct investment advisory fees from...
Isabel Alcántara, AttorneyMar 7, 20223 minVirtual office addresses and Form ADV: Like oil & water, they just don't mix.by Isabel Alcántara, Esq. As the officers of an investment adviser apply for registration in a certain state or with the SEC, they...