Blog | ALCANTARA LAW, LLC

Feb 23, 20232 min read

Non-U.S. adviser firms may register with the U.S. Securities and Exchange Commission.

Written by Isabel Alcántara, Esq. and Guest Author, Aleesha Jacob. A non-U.S. investment adviser firm may register with the United...

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Jun 16, 20221 min read

Are model portfolio providers essentially providing investment advice?

Are certain "information providers" acting as investment advisers? If you want to share your perspective on the issue, now is the time to...

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Mar 27, 20222 min read

252 trading days? 251?

By Isabel Alcántara, Esq. Investment advisers that direct their qualified custodian(s) to directly deduct investment advisory fees from...

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Mar 7, 20223 min read

Virtual office addresses and Form ADV: Like oil & water, they just don't mix.

by Isabel Alcántara, Esq. As the officers of an investment adviser apply for registration in a certain state or with the SEC, they...

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